ICC Rules. The reference table following the text of the
Arbitration (Additional Facility) Rules shows the origin of their provisions.
As under the ICSID Rules, the majority of the members of
a tribunal are required to be nationals of third countries, and the Chairman of the
Centre's Administrative Council is the residual appointing authority. However, the
Chairman is not restricted in his choice to a Panel of Arbitrators. Arbitrators are
explicitly required to disclose any past and present professional business and other
relevant relationships with the parties (Art. 14).
In order to assure the widest possible international
recognition and enforcement of awards arbitration proceedings may be held only in States
that are parties to the 1958 UN Convention. Subject thereto the Tribunal determines the
place of arbitration and the award must be made at that place (Art. 20, 21).
Following UNCITRAL Article 1.2 the Rules provide that
they shall govern the proceedings "save that if any of these Rules is in conflict
with a provision of the law applicable to the arbitration from which the parties cannot
derogate, that provision shall prevail" (Art. 1). As regards the law applicable to
the dispute in the absence of its designation by the parties "the Tribunal shall
apply (a) the law determined by the conflict of laws rules which it considers applicable
and (b) such rules of international law as the Tribunal considers applicable" (Art.
55). Paragraph (a) follows UNCITRAL Article 33.1 while paragraph (b) is derived from
Article 42 of the Convention.
D. The Fact-Finding (Additional Facility) Rules
Fact-finding, as contemplated by the Additional Facility
Rules is a process for preventing, rather than settling legal disputes. It is thus
basically different from conciliation as well as arbitration. Under these Rules the
proceedings will end with a Report which "shall be limited to findings of fact. The
Report shall not contain any recommendations to the parties nor shall it have the
character of an award" (Art. 16), and the parties will be "entirely free as to
the effect to be given to the Report" (Art. 17).
The reason for including fact-finding in the Additional
Facility was the need perceived in both private and public circles for fact-finding
proceedings in the "pre-dispute" stage. They could provide the parties with an
impartial assessment of facts which, if accepted by them, would prevent differences of
view arising on specific factual issues in the course of a long-term relationship from
escalating to legal disputes. Fact-finding can be useful in a contractual framework as
well as in other contexts such as national or international guidelines or codes of conduct
relating to foreign investment.